The SEC oversees the transactions and marketing of securities in the U.S, but the regulations can be confusing and hard to navigate. In this episode, SEC attorney Richard Chen offers a 30,000-foot view of how to file properly with the SEC when creating a real estate fund. With the JOBS act in 2013, now people can pool the capital with less regulation but what are the rules and when is someone required to file with the SEC. Also, Blue Sky Laws differ from state to state throwing a curveball into each filing requirement. Although this may be perceived as a dry topic, Aaron and Richard engage the listener with fun stories and tips for how to not break the law when starting a fund. Even if you are a passive investor, it may be good to know the basics of SEC regulation.





00:00 Intro

02:15 When to file with SEC

06:19 Blue Sky Laws

08:08 Hire SEC attorney

12:36 About Richard Chen

15:40 Connect with Richard

This is not a solicitation for funds, tax advice, or legal advice. This is not intended to be, and must not be construed to be in any form or manner a solicitation of investment funds or a securities offering. Peoples Capital Group LLC is NOT a United States Securities Dealer or Broker nor U. S. Investment Adviser is a Consultant/service provider and makes no warranties or representations as to the listener or viewer. All due diligence is the responsibility of the investor.

Aaron Fragnito

Aaron Fragnito

Aaron has been helping people invest in Real Estate for over 10 years. He is a Co-Founder of Peoples Capital Group (PCG) a real estate investment and holding company. He is a full time real estate investor, as well as, the host of the New Jersey Real Estate Network and host of the Passive Cash Flow Podcast. Aaron has previously completed over 100 real estate transactions as a realtor and another 150 transactions in his current role as a real estate investor.

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